US·United States·D
Brian Matlock
challenger
active
LINKED SCANDALS
0
LEGAL EVENTS
0
RESEARCH
2 days ago
SANCTIONS
CLEAR
Deep research · Exaupdated 2 days ago
In August 2020, the Securities and Exchange Commission (SEC) issued an administrative order against Brian Dee Matlock, a CPA, for improper professional conduct related to his role as an engagement partner for the 2013 audit of Breitling Energy Corporation. The SEC found that Matlock was aware of potential illegal activities and mismanagement at the company but failed to take required investigative steps, causing his firm to violate federal securities laws. Matlock settled the charges without admitting or denying the findings, receiving a one-year suspension from practicing before the SEC. He was reinstated by the SEC in 2022.
Citations
SEC.gov | SEC Suspends Audit Partner for Engaging in Improper Professional Conduct
www.sec.gov
The Securities and Exchange Commission (“Commission”) deems it appropriate that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 (“Exchange Act”), and Rule 102(e)(1)(ii) of the Commission’s Rules of Practice (“CRP”) against Respondent, Brian Dee Matlock, CPA
www.sec.gov
ORDER GRANTING APPLICATION FOR REINSTATEMENT TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS AN ACCOUNTANT RESPONSIBLE FOR THE PREPARATION OR REVIEW OF FINANCIAL STATEMENTS REQUIRED TO BE FILED WITH THE COMMISSION (OTHER THAN AS A MEMBER OF AN AUDIT COMMITTEE AS THAT TERM IS DEFINED IN SECTION 3(a)(58) OF THE SECURITIES EXCHANGE ACT OF 1934) AND AS AN INDEPENDENT ACCOUNTANT
www.sec.gov
Brian Matlock (Arizona) - Ballotpedia
ballotpedia.org
Matlock for AZMI
www.matlockforazmi.com · 2026-06-17
About Me
www.matlockforazmi.com · 2026-03-26
Brian Matlock | BallotReady
www.ballotready.org
Read Brian Matlock, candidate for Az State Mine Inspector at DGT now from Blog for Arizona for Politics from a Liberal Viewpoint
blogforarizona.net · 2026-02-19
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